Disclosure


As per SEBI circular: SEBI/IMD/CIR No. 4/ 168230/09, following are the details of commission earned by Yogesh Shah Securities Pvt. Ltd. (ARN - 76506) from various fund-houses, whose products are being distributed:

Fund Category

T15

B15

Upfront Brokerage (T-15)

Trail year 1 onwards (T-15)

Additional B15 Incentive(Upfront / Trail)

Equity & Balanced

-

0.40% - 1.75%

1.50% -1.55%

ELSS

0.25% - 3.00%

0.50 % - 2.00%

1.00% -2.00%

Arbitrage Funds

-

0.15 % - 0.65%

0.50%

Index Funds

-

0.20% - 0.50%

0.50%

Monthly Income Plans

-

0.50% - 1.25%

0.50%-1.50%

Balanced Advantage Funds

 

0.50% - 1.20%

1% - 1.50%

Gilt Funds

-

0.10% - 1.00%

1.00%

Income Funds

0.25% - 1.00%

0.25% - 1.20%

0.25% - 1.50%

Short Term

0.05% - 0.20%

0.10% - 0.90%

0.50%

Liquid & Floating Funds

-

0.02% - 0.10%

0.10%

Ultra Short Term

-

0.20% - 1.00%

0.10%

 

The above-mentioned rates are subject to change without any prior consent and at a discretion and agreement between Yogesh Shah Securities Pvt. Ltd. (ARN - 76506) and the respective AMCs. At any given point of time the investor may contact the distributor and verify the same. Rates are updated as and when actual rates are received from AMCs.

Mutual Funds Important Information:
1) Mutual Fund investments are subject to market risk. Please read the offer document carefully before investing. Please also take note of risks highlighted about the product in the offer document and due caution should be exercised (including if necessary, obtaining of advice of tax/ legal/ accounting/ financial/ other professionals) prior to taking any decision, acting or omitting, to act based on the information contained therein.

2) Yogesh Shah Securities Pvt. Ltd. (ARN - 76506) are acting merely as distributors of third parties for mutual funds and any investment in such third-party products/services shall constitute a contract between the investor and the third party. Yogesh Shah Securities Pvt. Ltd. (ARN - 76506) shall not be liable or responsible for any loss resulting from third party's products/services. The products, services and benefits referred to herein are subject to the terms and conditions governing them as specified by Yogesh Shah Securities Pvt. Ltd. (ARN - 76506) / third party from time to time.

3) Yogesh Shah Securities Pvt. Ltd. (ARN - 76506) are distributor of Mutual Funds and the transactions are done on "Execution only" basis.

4) Investor shall be responsible to ensure that the mutual fund application form is complete, and all details as required are duly filled in. Yogesh Shah Securities Pvt. Ltd. (ARN - 76506) are not liable for any consequences in case any of the particulars provided are false, incorrect or incomplete.

5) In the event investor gives direct instruction to the AMC or their agents, Yogesh Shah Securities Pvt. Ltd. (ARN - 76506) may not be held /responsible in this regard for any reason whatsoever.

Transaction Charges
Yogesh Shah Securities Pvt. Ltd. (ARN - 76506) have Opted Out of transaction charges for all Mutual Fund schemes. Hence no transaction charges will be levied on purchases of any Mutual Fund products. Consequently, the respective Asset Management Companies (AMCs) will issue Mutual Fund units equivalent to the full subscription amount to the investors.

ARN NO. NAME Date of Initial Registration VALID UPTO
76506 Yogesh Shah Securities Pvt. Ltd. 16-09-2009 15-09-2026

Risk Factors - Investments in Mutual Funds are subject to Market Risks. Read all scheme related documents carefully before investing. Mutual Fund Schemes do not assure or guarantee any returns. Past performances of any Mutual Fund Scheme may or may not be sustained in future. There is no guarantee that the investment objective of any suggested scheme shall be achieved. All existing and prospective investors are advised to check and evaluate the Exit loads and other cost structure (TER) applicable at the time of making the investment before finalizing on any investment decision for Mutual Funds schemes. We deal in Regular Plans only for Mutual Fund Schemes and earn a Trailing Commission on client investments. Disclosure For Commission earnings is made to clients at the time of investments. Option of Direct Plan for every Mutual Fund Scheme is available to investors offering advantage of lower expense ratio. We are not entitled to earn any commission on Direct plans. Hence we do not deal in Direct Plans.

Grievance officer - Mr. Yogesh Shah -020-25459245

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